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March 2011

How to Stay Compliant with Complicated DOL Regs

March 21, 2011 (comments: 0) | add a comment >

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With complicated and ever changing 401(k) rules and regulations, make it easy for plan sponsors and fiduciaries to find their plans out of compliance. The Department of Labor’s (DOL) maze of rubrics can leave some plan sponsors and fiduciaries out of compliance without even knowing it. As advisors, we must stay up-to-date on what changes are being made and inform our clients of what they are required to do to operate within the confines of massive regulations.

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