"We just closed a $73.5 million plan with 1,600 employees based on what we learned. Kudos Charlie! You exceeded my expectations again!"
~ T. Dougherty, 401k Coach® Member

December 2010

Service Agreement Recommendations

December 16, 2010 (comments: 0) | add a comment >

Because of the changes made by the Department of Labor (DOL) to the 5500 Schedule C and the new rules announced by the SEC relating to 12b-1 fees, it is always a good idea to keep up to date on “Best Practices” in risk management. Below are the “Top Ten Service Agreement Must Haves” compiled by Elizabeth A. LaCombe, Chair, ERISA Practice Group.

read more >